Investment Banking – Series 79

Your firm needs access to the investment banking marketplace in order to grow, but you’re not sufficiently scaled to where you can sustain the cost of hosting dedicated resources in-house. The solution: outsource a Series 79 Investment Banking Principal from Compliance Exchange Group.

We understand why this isn’t an obvious solution. CXG is one of the only organizations able to outsource Series 79 talent, with hands-on experience providing investment banking services, including:

  • Seller services
  • Acquisition searches
  • Due diligence
  • Financial structuring & modeling
  • Negotiation support
  • Profit improvement advisory support
  • Adherence to FINRA requirements

CXG can provide investment banking support to all sectors, including business services and finance, healthcare, manufacturers, and technology firms. You benefit not only from our expertise, but you also save significantly on costs versus a traditional, in-house approach.Grow your firm the responsible, efficient way.

Contact us today to find out how CXG can open opportunities for you to explore the investment banking marketplace.

Ready to see what we can do for you?

Speak with one of our Principals and discuss how we can help your business.

We couldn’t believe it. We used another consulting firm for our CMA at first and things were going so wrong. We thought the deal was dead in the water. CXG stepped in and took the reigns: 9 lines of business and 20 reps! This team sure knows what they’re doing.

Long Island Broker-Dealer
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