{"id":1024,"date":"2015-12-14T07:14:55","date_gmt":"2015-12-14T07:14:55","guid":{"rendered":"http:\/\/consulting.stylemixthemes.com\/demo\/?page_id=2"},"modified":"2026-04-15T11:45:18","modified_gmt":"2026-04-15T11:45:18","slug":"home","status":"publish","type":"page","link":"https:\/\/cxgllc.com\/cxg-update1\/","title":{"rendered":"Home"},"content":{"rendered":"<div class=\"wpb-content-wrapper\"><p>[vc_row][vc_column][vc_column_text][\/vc_column_text][\/vc_column][\/vc_row][vc_row full_width=&#8221;stretch_row&#8221; el_class=&#8221;third_bg_color&#8221; css=&#8221;.vc_custom_1450692516354{margin-bottom: 60px !important;}&#8221;][vc_column el_class=&#8221;quote&#8221;][vc_cta h2=&#8221;Need Help Buying, Selling, Building or Operating a Broker-Dealer?&#8221; h2_font_container=&#8221;tag:h2|font_size:23px|text_align:left|color:%23000000|line_height:24px&#8221; h2_use_theme_fonts=&#8221;yes&#8221; shape=&#8221;square&#8221; style=&#8221;flat&#8221; add_button=&#8221;right&#8221; btn_title=&#8221;Book your Strategy Call&#8221; btn_style=&#8221;flat&#8221; btn_color=&#8221;theme_style_2&#8243; btn_size=&#8221;sm&#8221; btn_align=&#8221;left&#8221; btn_i_align=&#8221;right&#8221; btn_i_type=&#8221;material&#8221; btn_i_icon_material=&#8221;vc-material vc-material-keyboard_arrow_right&#8221; css=&#8221;.vc_custom_1776253051759{margin-bottom: 0px !important;}&#8221; use_custom_fonts_h2=&#8221;true&#8221; btn_button_block=&#8221;true&#8221; btn_add_icon=&#8221;true&#8221; btn_custom_onclick=&#8221;true&#8221; el_class=&#8221;third_bg_color&#8221; btn_link=&#8221;url:https%3A%2F%2Fcxgllc.com%2Fcxg-update1%2F%23appoint&#8221;][\/vc_cta][\/vc_column][\/vc_row][vc_row css=&#8221;.vc_custom_1450856873482{margin-bottom: 37px !important;}&#8221;][vc_column width=&#8221;1\/3&#8243; el_class=&#8221;no_bg&#8221;][stm_animation_block animation=&#8221;fadeInUp&#8221; animation_duration=&#8221;1&#8243; animation_delay=&#8221;0&#8243;][stm_info_box style=&#8221;style_3&#8243; title_icon=&#8221;fas fa-desktop&#8221; icon=&#8221;fas fa-angle-right&#8221; title=&#8221;Why CXG?&#8221; image=&#8221;1393&#8243; link=&#8221;url:https%3A%2F%2Fcxgllc.com%2Fabout-us%2Fwhy-cxg%2F|title:Read%20more||&#8221;]We offer an unmatched range of broker-dealer services, backed by practical board experience.[\/stm_info_box][\/stm_animation_block][\/vc_column][vc_column width=&#8221;1\/3&#8243;][stm_animation_block animation=&#8221;fadeInUp&#8221; animation_duration=&#8221;1&#8243; animation_delay=&#8221;0.05&#8243;][stm_info_box style=&#8221;style_3&#8243; title_icon=&#8221;fas fa-sync-alt&#8221; icon=&#8221;fas fa-angle-right&#8221; title=&#8221;Outsourcing a Principal&#8221; image=&#8221;1827&#8243; link=&#8221;url:https%3A%2F%2Fcxgllc.com%2Fservices%2Flicense-outsourcing-principal%2F|title:Read%20more&#8221; vc_image_size=&#8221;full&#8221;]Manage costs, extend your organizational reach, superior short and long-term solutions.[\/stm_info_box][\/stm_animation_block][\/vc_column][vc_column width=&#8221;1\/3&#8243;][stm_animation_block animation=&#8221;fadeInUp&#8221; animation_duration=&#8221;1&#8243; animation_delay=&#8221;0.1&#8243;][stm_info_box style=&#8221;style_3&#8243; title_icon=&#8221;fas fa-globe-asia&#8221; icon=&#8221;fas fa-angle-right&#8221; title=&#8221;Need a FinOp?&#8221; image=&#8221;1828&#8243; link=&#8221;url:https%3A%2F%2Fcxgllc.com%2Fservices%2Ffinop%2F|title:Read%20more&#8221;]Our experienced principals can spearhead your finance functions, to deliver exceptional value and results[\/stm_info_box][\/stm_animation_block][\/vc_column][\/vc_row][vc_row full_width=&#8221;stretch_row&#8221; css=&#8221;.vc_custom_1494336011146{padding-top: 53px !important;padding-bottom: 70px !important;background-color: #f2f2f2 !important;}&#8221;][vc_column css=&#8221;.vc_custom_1577363738260{background-color: #f2f2f2 !important;}&#8221;][vc_custom_heading text=&#8221;Broker-Dealer Solutions&#8221; font_container=&#8221;tag:h2|font_size:45px|text_align:center|line_height:60px&#8221; use_theme_fonts=&#8221;yes&#8221; css=&#8221;.vc_custom_1494244427497{margin-bottom: 28px !important;}&#8221; el_class=&#8221;base_font_color mytitle&#8221;][vc_row_inner][vc_column_inner width=&#8221;1\/3&#8243;][stm_icon_box hide_title_line=&#8221;hide_title_line&#8221; enable_hexagon=&#8221;enable&#8221; enable_hexagon_animation=&#8221;enable&#8221; add_link=&#8221;enable&#8221; icon=&#8221;fas fa-arrow-right&#8221; style=&#8221;icon_left&#8221; icon_size=&#8221;20&#8243; icon_width=&#8221;78&#8243; title=&#8221;Buy a Broker-Dealer&#8221; link=&#8221;url:https%3A%2F%2Fcxgllc.com%2Fservices%2Fbuy-a-broker-dealer%2F&#8221;]The fastest, most efficient way to grow your business and develop new revenue opportunities. We deal in all license types.[\/stm_icon_box][\/vc_column_inner][vc_column_inner width=&#8221;1\/3&#8243;][stm_icon_box hide_title_line=&#8221;hide_title_line&#8221; enable_hexagon=&#8221;enable&#8221; enable_hexagon_animation=&#8221;enable&#8221; add_link=&#8221;enable&#8221; icon=&#8221;stm-metals&#8221; style=&#8221;icon_left&#8221; icon_size=&#8221;22&#8243; icon_width=&#8221;78&#8243; title=&#8221;Turn-Key CCO&#8221; link=&#8221;url:https%3A%2F%2Fcxgllc.com%2Fservices%2Fturn-key-cco-solutions%2F|||&#8221;]CXG is your one-stop shop for outsourced CCO, FinOp, and finance Principals, all highly experienced and fully licensed. Fast and cost-efficient solutions.[\/stm_icon_box][\/vc_column_inner][vc_column_inner width=&#8221;1\/3&#8243;][stm_icon_box hide_title_line=&#8221;hide_title_line&#8221; enable_hexagon=&#8221;enable&#8221; enable_hexagon_animation=&#8221;enable&#8221; add_link=&#8221;enable&#8221; icon=&#8221;stm-home&#8221; style=&#8221;icon_left&#8221; icon_size=&#8221;24&#8243; icon_width=&#8221;78&#8243; title=&#8221;BD Compliance&#8221; link=&#8221;url:https%3A%2F%2Fcxgllc.com%2Fservices%2Ffull-service-compliance%2F|||&#8221;]Compliance is a necessity for growth. We offer solutions that are cost-effective and scale to your needs, with best-available experience and performance.[\/stm_icon_box][\/vc_column_inner][\/vc_row_inner][vc_row_inner el_class=&#8221;myicon&#8221;][vc_column_inner width=&#8221;1\/3&#8243;][stm_icon_box hide_title_line=&#8221;hide_title_line&#8221; enable_hexagon=&#8221;enable&#8221; enable_hexagon_animation=&#8221;enable&#8221; add_link=&#8221;enable&#8221; icon=&#8221;fas fa-user-cog&#8221; style=&#8221;icon_left&#8221; icon_size=&#8221;22&#8243; icon_width=&#8221;78&#8243; title=&#8221;1017 Experts \u2013 CMA&#8221; link=&#8221;url:https%3A%2F%2Fcxgllc.com%2Fservices%2F1017-change-in-business%2F&#8221;]We specialize in fast tracking 1017 approvals. Why wait around, when you can start exploring new opportunities with leading efficiency.[\/stm_icon_box][\/vc_column_inner][vc_column_inner width=&#8221;1\/3&#8243;][stm_icon_box hide_title_line=&#8221;hide_title_line&#8221; enable_hexagon=&#8221;enable&#8221; enable_hexagon_animation=&#8221;enable&#8221; add_link=&#8221;enable&#8221; icon=&#8221;fa fa-wpforms&#8221; style=&#8221;icon_left&#8221; icon_size=&#8221;28&#8243; icon_width=&#8221;78&#8243; title=&#8221;FINRA Gateway \u2013 Registration&#8221; link=&#8221;url:https%3A%2F%2Fcxgllc.com%2Fservices%2Fregistration-services%2F|||&#8221;]We know FINRA Gateway. From onboarding reps to state registrations \u2013 our clients have fewer hassles. We manage this complex process for you.[\/stm_icon_box][\/vc_column_inner][vc_column_inner width=&#8221;1\/3&#8243;][stm_icon_box hide_title_line=&#8221;hide_title_line&#8221; enable_hexagon=&#8221;enable&#8221; enable_hexagon_animation=&#8221;enable&#8221; add_link=&#8221;enable&#8221; icon=&#8221;stm-home&#8221; style=&#8221;icon_left&#8221; icon_size=&#8221;22&#8243; icon_width=&#8221;78&#8243; title=&#8221;Investment Banking for BDs&#8221; link=&#8221;url:https%3A%2F%2Fcxgllc.com%2Fservices%2Finvestment-banking-series-79%2F|||&#8221;]Need a Series 79 to capitalize on investment banking opportunities? Our industry-leading talent is experienced and ready to help you.[\/stm_icon_box][\/vc_column_inner][\/vc_row_inner][\/vc_column][\/vc_row][vc_row full_width=&#8221;stretch_row&#8221; equal_height=&#8221;yes&#8221; css_animation=&#8221;fadeIn&#8221; el_class=&#8221;overlay fixed_bg&#8221; css=&#8221;.vc_custom_1697109368026{margin-bottom: 0px !important;padding-top: 110px !important;padding-bottom: 81px !important;background-image: url(https:\/\/cxgllc.com\/wp-content\/uploads\/2015\/12\/Fotolia_95381323_Subscription-1.jpg?id=1398) !important;background-position: center !important;background-repeat: no-repeat !important;background-size: cover !important;}&#8221;][vc_column el_class=&#8221;counter&#8221;][vc_row_inner el_id=&#8221;count1&#8243;][vc_column_inner][vc_custom_heading icon=&#8221;stm-check&#8221; icon_size=&#8221;67&#8243; text=&#8221;<mark>Focus on your growth,<\/mark><br \/>\nwe\u2019ll handle compliance.&#8221; font_container=&#8221;tag:h4|font_size:44px|text_align:left|color:%23ffffff|line_height:50px&#8221; google_fonts=&#8221;font_family:Poppins%3A300%2Cregular%2C500%2C600%2C700|font_style:700%20bold%3A700%3Anormal&#8221; css=&#8221;.vc_custom_1494240284318{margin-bottom: 61px !important;}&#8221; custom_icon=&#8221;stm-check&#8221; el_class=&#8221;no_stripe&#8221;][\/vc_column_inner][\/vc_row_inner][vc_column_text]<div class=\"ec-shortcode-outer-wrap ec-template5 \" style=\"background-color: rgba(181,181,181,0)\" >\r\n\t\t<div class=\"ec-counter-items-wrap ec-column-3 clearfix\" >\r\n\t\t\t\t\t<div class='ec-counter-item ec-counter-item-1'>\r\n\t\t\t\t<div class=\"ec-count-content\"><span class=\"ec-count-number\" data-enable='on' >3825<\/span><\/div>\r\n\t\t<div class=\"ec-count-title\">Broker-Dealers<\/div>\r\n\t\t\t\t<\/div>\r\n\t\t\t\t\t\t<div class='ec-counter-item ec-counter-item-2'>\r\n\t\t\t\t<div class=\"ec-count-content\"><span class=\"ec-count-number\" data-enable='on' >7.2<\/span><\/div>\r\n\t\t<div class=\"ec-count-title\">Potential new customers<\/div>\r\n\t\t\t\t<\/div>\r\n\t\t\t\t\t\t<div class='ec-counter-item ec-counter-item-3'>\r\n\t\t\t\t<div class=\"ec-count-content\"><span class=\"ec-count-number\" data-enable='on' >2.5<\/span><\/div>\r\n\t\t<div class=\"ec-count-title\">Raised today by other Firm<\/div>\r\n\t\t\t\t<\/div>\r\n\t\t\t\t<\/div>\r\n<\/div>\t<style type='text\/css' media='all'>\r\n\t\t\t.ec-template5 .ec-counter-item-1 .ec-count-content .ec-count-number { font-size: 48px; color: #ffffff; }\r\n\r\n\t\t.ec-template5 .ec-counter-item-1 .ec-count-title { font-size: 20px; color: #ffffff; }\r\n\t\t.ec-template5 .ec-counter-item-2 .ec-count-content .ec-count-number { font-size: 48px; color: #ffffff; }\r\n\r\n\t\t.ec-template5 .ec-counter-item-2 .ec-count-title { font-size: 20px; color: #ffffff; }\r\n\t\t.ec-template5 .ec-counter-item-3 .ec-count-content .ec-count-number { font-size: 48px; color: #ffffff; }\r\n\r\n\t\t.ec-template5 .ec-counter-item-3 .ec-count-title { font-size: 20px; color: #ffffff; }\r\n\t\t<\/style>\r\n\t[\/vc_column_text][\/vc_column][\/vc_row][vc_row full_width=&#8221;stretch_row&#8221; disable_element=&#8221;yes&#8221; css=&#8221;.vc_custom_1696590375062{margin-bottom: 0px !important;padding-top: 96px !important;padding-bottom: 80px !important;background-color: #222222 !important;}&#8221;][vc_column width=&#8221;1\/3&#8243; el_class=&#8221;callback&#8221;][vc_custom_heading text=&#8221;Request a call back.&#8221; font_container=&#8221;tag:div|font_size:36px|text_align:left|color:%23ffffff|line_height:38px&#8221; google_fonts=&#8221;font_family:Poppins%3A300%2Cregular%2C500%2C600%2C700|font_style:700%20bold%3A700%3Anormal&#8221; css=&#8221;.vc_custom_1494244804050{margin-bottom: 19px !important;}&#8221; el_class=&#8221;mytitle&#8221;][vc_column_text el_class=&#8221;white&#8221;]<span style=\"color: #ffffff;\">Would you like to speak with one of our Principals over the phone? Just submit your details and we\u2019ll be in touch shortly. You can also email us if you would prefer at info@cxgllc.com<\/span>[\/vc_column_text][\/vc_column][vc_column width=&#8221;2\/3&#8243; el_class=&#8221;callback1&#8243;][vc_column_text][\/vc_column_text][\/vc_column][\/vc_row][vc_row full_width=&#8221;stretch_row&#8221; css=&#8221;.vc_custom_1776252965884{margin-bottom: 0px !important;padding-top: 96px !important;padding-bottom: 80px !important;background-color: #222222 !important;}&#8221; el_id=&#8221;appoint&#8221;][vc_column][vc_custom_heading text=&#8221;Request a call back.&#8221; font_container=&#8221;tag:div|font_size:36px|text_align:left|color:%23ffffff|line_height:38px&#8221; google_fonts=&#8221;font_family:Poppins%3A300%2Cregular%2C500%2C600%2C700|font_style:700%20bold%3A700%3Anormal&#8221; css=&#8221;.vc_custom_1494244804050{margin-bottom: 19px !important;}&#8221; el_class=&#8221;mytitle&#8221;][vc_column_text el_class=&#8221;white&#8221;]<span style=\"color: #ffffff;\">Book an appointment with one of our highly trained professionals to discuss your compliance, outsourcing or CMA requirements. You can also call us at: <a class=\"c-link\" href=\"tel:6315955305\" target=\"_blank\" rel=\"noopener noreferrer\" data-stringify-link=\"tel:6315955305\" data-sk=\"tooltip_parent\">631-595-5305<\/a> or email <a class=\"c-link\" href=\"mailto:info@cxgllc.com\" target=\"_blank\" rel=\"noopener noreferrer\" data-stringify-link=\"mailto:info@cxgllc.com\" data-sk=\"tooltip_parent\" aria-haspopup=\"menu\" aria-expanded=\"false\">info@cxgllc.com<\/a><\/span>[\/vc_column_text][vc_raw_html]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[\/vc_raw_html][\/vc_column][\/vc_row][vc_row full_width=&#8221;stretch_row&#8221; css=&#8221;.vc_custom_1727797431619{padding-top: 53px !important;padding-bottom: 70px !important;background-color: #f2f2f2 !important;}&#8221; el_class=&#8221;vision_mission&#8221;][vc_column css=&#8221;.vc_custom_1577363738260{background-color: #f2f2f2 !important;}&#8221;][vc_custom_heading text=&#8221;Mission &amp; Vision&#8221; font_container=&#8221;tag:h2|font_size:45px|text_align:center|line_height:60px&#8221; use_theme_fonts=&#8221;yes&#8221; css=&#8221;.vc_custom_1727428625280{margin-bottom: 28px !important;}&#8221; el_class=&#8221;base_font_color mytitle&#8221;][vc_row_inner][vc_column_inner el_class=&#8221;vision_mission&#8221; width=&#8221;1\/2&#8243;][stm_icon_box hide_title_line=&#8221;hide_title_line&#8221; enable_hexagon=&#8221;enable&#8221; enable_hexagon_animation=&#8221;enable&#8221; icon=&#8221;fas fa-bullseye&#8221; style=&#8221;icon_left&#8221; icon_size=&#8221;20&#8243; icon_width=&#8221;78&#8243; title=&#8221;Our Mission: &#8220;The CXG Experience\u201d&#8221;]At our core, Compliance Exchange Group (CXG) strives to provide our clients with transcendent service, navigating complex regulatory environments 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