Barry Gainsburg, Esq.Special Legal Counsel

Barry Gainsburg is a seasoned securities attorney, bringing a deep value to the CXG Team and our clientele.  He carries with him more than two decades of legal, business, and investment related legal experience. Fully versed in FINRA and SEC processes and statutes, Mr. Gainsburg’s core focus is on BD compliance, securities, CMA-1017 regulation, and securities under writings.

Prior to joining CXG, Mr. Gainsburg spent nearly a decade operating his own law practice focusing on securities regulation. His experience on Wall Street has been far-reaching: Formerly, he served as the General Counsel and Chief Compliance Officer of Steben & Company, Inc., a registered broker-dealer and CPO, and spent six (6) years as the Director of Compliance at John W. Henry & Company, Inc., a commodity trading advisor and CPO. Prior to his time at John W. Henry, Mr. Gainsburg served as the Director of Compliance at several affiliates, including Westport Capital Management Corporation, Global Capital Management Limited, and JWH Securities, Inc.

Throughout his career, Mr. Gainsburg has served in several executive roles at various broker-dealers, hedge funds, and commodity firms. He previously held Series 3, 7, 24, 63, and 65 NFA industry licenses. Mr. Gainsburg holds a J.D. from Hofstra Law School as well as a bachelor’s degree in Political Science from Johns Hopkins University.

Social media & sharing icons powered by UltimatelySocial