We needed an additional 24 to meet FINRA expansion requirements – CXG really came through for us. Very professional staff and they saved us a bundle in operating costs by setting us up with one of their licensed principals.
Long Island Broker-Dealer
We couldn’t believe it. We used another consulting firm for our CMA at first and things were going so wrong. We thought the deal was dead in the water. CXG stepped in and took the reigns: 9 lines of business and 20 reps! This team sure knows what they’re doing.
We knew we needed help when we found out that our audit was coming up. We’re a small firm and we just didn’t have the bandwidth, so some things were overlooked. A colleague turned us on to CXG, they were there for us every step of the way
When I first started the firm, I was the CCO. Then I hired someone as we grew. They weren’t the best, but I knew that and our sales couldn’t justify hiring a top tier guy. Compliance Exchange opened my eyes to some real solutions. With their CCO program, we have real help and I can focus on growing our business. These guys are fantastic!
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