We offer an unmatched range of broker-dealer services, backed by practical board experience.Read more
Outsourcing a Principal
Manage costs, extend your organizational reach, superior short- and long-term solutions.Read more
Need a FINOP?
Our experienced principals can spearhead your finance functions, to deliver exceptional value and resultsRead more
We needed an additional 24 to meet FINRA expansion requirements – CXG really came through for us. Very professional staff and they saved us a bundle in operating costs by setting us up with one of their licensed principals.
We knew we needed help when we found out that our audit was coming up. We’re a small firm and we just didn’t have the bandwidth, so some things were overlooked. A colleague turned us on to CXG, they were there for us every step of the way
When I first started the firm, I was the CCO. Then I hired someone as we grew. They weren’t the best, but I knew that and our sales couldn’t justify hiring a top tier guy. Compliance Exchange opened my eyes to some real solutions. With their CCO program, we have real help and I can focus on growing our business. These guys are fantastic!
Would you like to speak with one of our Principals over the phone? Just submit your details and we’ll be in touch shortly. You can also email us if you would prefer at email@example.com