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Looking for Cost Efficient Compliance Solutions?

Compliance Exchange Group LLC
Why CXG?

We offer an unmatched range of broker-dealer services, backed by practical board experience.

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Compliance & Principal Outsourcing
Outsourcing a Principal

Manage costs, extend your organizational reach, superior short and long-term solutions.

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CXG | Compliance Exchange Group
Need a FinOp?

Our experienced principals can spearhead your finance functions, to deliver exceptional value and results

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Focus on your growth,
we’ll handle compliance.

3825
Broker-Dealers
7.2
Potential new customers
2.5
Raised today by other Firm
Request a call back.

Book an appointment with one of our highly trained professionals to discuss your compliance, outsourcing or CMA requirements. You can also call us at: 631-595-5305 or email