Broker Dealer For Sale

Broker Dealers for Sale

NY Broker Dealer For Sale

5K Net Cap. Established in 2012 – Completely clean broker dealer for sale. Currently approved for 5 lines of business: private placements (PLA), Mutual Fund Sales (MFR), Selling Group Participant (Best Efforts), M&A Advisory and Variable Life Sales (VLA). Approved for up to 15 registered persons; principal willing to stay on through the transition.

CA Broker Dealer For Sale

5K Net Cap. Established in 2005. Currently approved for 7 lines of business: Equities Retailer (BDR), Options (PCB), Municipal Securities Broker (MSB), private placements (PLA), Debt Securities (BDD), Mutual Fund Sales (MF), and Variable Life Sales (VLA). Approved for up to 35 registered persons; 2 principals willing to stay on through the transition of broker dealer for sale.

Mid-West Broker Dealer

5k Net Cap. Broker Dealer for Sale was Established in 2015. Currently approved for Private Placements (PLA) and M&A Advisory Services. Owner/Principal willing to stay on for salary and run firm. Approved for 10 registered reps and 3 offices.

FL Broker Dealer

5K Net Cap. Established 2011. Currently approved as Mutual Fund Retailer (MFR), Private Placement of Securities (PLA) and Variable Life Sales (VLA). Approved for 15 registered reps and 3 offices.

Ready to see what we can do for you?

Speak with one of our Principals and discuss how we can help your business.

We needed an additional 24 to meet FINRA expansion requirements – CXG really came through for us. Very professional staff and they saved us a bundle in operating costs by setting us up with one of their licensed principals.

NY Broker-Dealer
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