CXG was able to quickly pair us with a potential BD to purchase and walked us through the entire process. From signing the initial purchase agreement, to completing the CMA, and finalizing the purchase, CXG guided us through the rigorous path of FINRA approval. They provided thorough responses and assisted us in making our responses more attuned to what the examiners were looking for. CXG also assisted us in other facets of our business, building customized WSPs and forms for our use, as well as introducing us to outside vendors we decided to work with for our business needs. Overall, a solid job by CXG!
CXG are true experts at what they do. They are consultative partners and are extremely knowledgeable and detail oriented throughout every step of the process. I would highly recommend them to anyone considering starting a broker/dealer.
I was impressed with CXG’s highly experienced team who quickly identified a suitable broker dealer acquisition target and led me through a complex CMA process with clarity and skill. They know what they are doing and have the industry knowledge, teamwork and focus to deliver.
Ari and Chris did a great job managing our process. Ari was proactive in her dealings with FINRA and was able to draft responses to many of FINRA’s CMA follow up questions, saving our team significant time. CXG made the process transparent.
Chris Driscoll has been forthright throughout my working with him these past few years. While we had some bumps along the way, many of which were completely unpredictable, the team handled everything with care and professionalism. Through everything, I have appreciated the direct nature with which Chris and I have communicated. The process was made simple, easy to understand and follow.