ROP- Series 4
Never heard of outsourcing a Series 4 ROP? That’s because CXG is one of the only broker-dealer resources to offer specialized license support to firms that need cost-effective compliance help.
Many small- to mid-size firms have a senior officer puling double duty, juggling their primary duties while also performing the FINRA-required functions of a Registered Options Principal. Some firms need a branch office ROP, or are seeking to add “Options Trading” to their business line. Either way, we have you covered!
Free up your senior in-house resources to do what they do best: explore revenue opportunities and grow your firm. You’ll be able to refocus your operations on your core goals and seize new business opportunities, while simultaneously meeting your compliance requirements with a seasoned hand on deck.
Need someone to clear options? We have experienced, talented Series 4 ROPs who can do it for you. Outsource a Registered Options Principal and reap the benefits, at a fraction of what it would cost to staff the position in-house. Contact us today to find out how to get started.