Max LeeClient Advisor

Max Lee is a Client Advisor specializing in guiding entrepreneurs and financial professionals alike, through the complex process of establishing their own Broker-Dealers. Relying on CXG’s comprehensive approach that includes outsourced CEO, CCO, FinOp, and affiliate Broker-Dealer services, Max provides a seamless path to regulatory approval and operational success.

Prior to his current role, Max spent over a decade as a Financial Advisor at top-tier firms including UBS Financial Services Inc., Morgan Stanley, and Lido Advisors LLC. His dual experience in both Broker-Dealer and Registered Investment Advisor (RIA) environments has equipped him with deep insight into wealth management, compliance, and client service.

Max earned degrees and certifications from California State University, Long Beach (CSULB), the College for Financial Planning, and the Yale School of Management.