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Less Schrödinger’s Security & the SEC’s Shifting Stance on Digital Assets (Part IV)

SEC’s Aggressive Use of the Howey Test Under Chairman Gary Gensler’s regime, the SEC applied the Howey test aggressively, creating significant uncertainty around the classification of digital assets. Gensler stated that “of the nearly 10,000 tokens in the crypto market, I believe the vast maj...

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Less Schrödinger’s Security & the SEC’s S...

SEC’s Aggressive Use of the Howey Test Under Chairman Gary Gensler’s regime, the SEC applied the Howey test aggressively, creating significa...

Digital Assets: SEC Prioritizes Fraud Over Broad Crypto...

SEC Launches Crypto Task Force Led by Commissioner Peirce On January 21, 2025, the SEC issued a press release, announcing the launch of a crypto...

Digital Assets: Clarity on Stablecoins and Meme Coins (...

Digital Assets: Clarity on Stablecoins and Meme Coins (Part II) Under former SEC Chairman Gary Gensler’s regime, even stablecoins were alleged...

Digital Assets: Executive Orders & What it May Mea...

Digital Assets: Executive Orders & What it May Mean for Broker-Dealers (Part I) On January 23, 2025, President Trump issued an Executive O...

Understanding FINRA Rule 4111 & Restricted Firms ...

FINRA Rule 4111 - Making Misconduct More Expensive for Small Firms In an effort to further clamp down on firms who have a history of “seriou...

Start a Crypto Exchange or ICO Using an ATS...

Starting a Crypto Exchange or ICO? The regulatory landscape for blockchain, cryptocurrencies, and digital assets alike has changed drastically...

Less Schrödinger...

SEC’s Aggressive Use of the Howey Test Under Chairman Gary Gensler’s regime, the SEC applied the Howey test aggressively, creating significa...

Digital Assets: SEC ...

SEC Launches Crypto Task Force Led by Commissioner Peirce On January 21, 2025, the SEC issued a press release, announcing the launch of a crypto...

Digital Assets: Clar...

Digital Assets: Clarity on Stablecoins and Meme Coins (Part II) Under former SEC Chairman Gary Gensler’s regime, even stablecoins were alleged...

Digital Assets: Exec...

Digital Assets: Executive Orders & What it May Mean for Broker-Dealers (Part I) On January 23, 2025, President Trump issued an Executive O...

Understanding FINRA ...

FINRA Rule 4111 - Making Misconduct More Expensive for Small Firms In an effort to further clamp down on firms who have a history of “seriou...

Start a Crypto Excha...

Starting a Crypto Exchange or ICO? The regulatory landscape for blockchain, cryptocurrencies, and digital assets alike has changed drastically...

Less Schrödinger...

SEC’s Aggressive Use of the Howey Test Under Chairman Gary Gensler’s regime, the SEC applied the Howey test aggressively, creating significa...

Digital Assets: SEC ...

SEC Launches Crypto Task Force Led by Commissioner Peirce On January 21, 2025, the SEC issued a press release, announcing the launch of a crypto...

Digital Assets: Clar...

Digital Assets: Clarity on Stablecoins and Meme Coins (Part II) Under former SEC Chairman Gary Gensler’s regime, even stablecoins were alleged...

Digital Assets: Exec...

Digital Assets: Executive Orders & What it May Mean for Broker-Dealers (Part I) On January 23, 2025, President Trump issued an Executive O...

Understanding FINRA ...

FINRA Rule 4111 - Making Misconduct More Expensive for Small Firms In an effort to further clamp down on firms who have a history of “seriou...

Start a Crypto Excha...

Starting a Crypto Exchange or ICO? The regulatory landscape for blockchain, cryptocurrencies, and digital assets alike has changed drastically...

Less Schrödinger...

SEC’s Aggressive Use of the Howey Test Under Chairman Gary Gensler’s regime, the SEC applied the Howey test aggressively, creating significa...

Digital Assets: SEC ...

SEC Launches Crypto Task Force Led by Commissioner Peirce On January 21, 2025, the SEC issued a press release, announcing the launch of a crypto...

Digital Assets: Clar...

Digital Assets: Clarity on Stablecoins and Meme Coins (Part II) Under former SEC Chairman Gary Gensler’s regime, even stablecoins were alleged...

Digital Assets: Exec...

Digital Assets: Executive Orders & What it May Mean for Broker-Dealers (Part I) On January 23, 2025, President Trump issued an Executive O...

Understanding FINRA ...

FINRA Rule 4111 - Making Misconduct More Expensive for Small Firms In an effort to further clamp down on firms who have a history of “seriou...

Start a Crypto Excha...

Starting a Crypto Exchange or ICO? The regulatory landscape for blockchain, cryptocurrencies, and digital assets alike has changed drastically...