BD Compliance

Buy a Broker-Dealer

Don’t want to wait around? Buy a broker-dealer from CXG, it’s the fastest way to to be up and running with Finra approval in no time.

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Start a Broker Dealer

Start a new BD with management and consulting from CXG. We’re known for the fastest approvals and best outcomes for the FINRA process.

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Broker-Dealers for Sale

Want to see what we have in inventory? Take a look. Remember, we can add business lines and make changes as we go through the process.

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Recent Transactions

CXG is known by its reputation for outstanding results. See how we’ve created cost-effective solutions for firms just like yours.

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Turn-Key CCO Solutions

Outsource a CCO to reduce costs, manage risk, and access leading marketplace knowledge. CXG has seasoned professionals with practical experience.

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Principal – Series 24

Outsource a General Securities Principal and expand into new markets. CXG can have you open for business in record time.

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FINOP

We have experienced executive talent available to lead your finance team. Outsource a FINOP from CXG and reap benefits across the board.

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ROP- Series 4

Outsource a Registered Options Principal and begin clearing options for your clients. CXG offers fast, cost-effective solutions to bring aboard exceptional talent.

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Investment Banking – Series 79

Outsource an Investment Banking Principal – CXG can open your firm to explore new and profitable business opportunities.

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Registration Services

Registration doesn’t need to be an endless hassle. CXG can manage your registration process from beginning to end, with expert guidance and critical support.

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Full Service Compliance

Don’t let compliance be a resource killer for your firm. CXG can handle all your compliance needs, conveniently under one roof.

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1017 – Change in Business

Grow bigger while successfully managing the added complexity. Let CXG help you expand your firm without the hassles, or the wait time.

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Registration doesn’t need to be an endless hassle. CXG can manage your registration process from beginning to end, with expert guidance and critical support.

Don’t let compliance be a resource killer for your firm. CXG can handle all your compliance needs, conveniently under one roof.

Grow bigger while successfully managing the added complexity. Let CXG help you expand your firm without the hassles, or the wait time.

We’re not just for FINOPs, we have COOs, CCOs, and licensed, experienced Principals for every compliance function your firm needs.

Don’t want to wait around? Buy a broker-dealer from CXG, it’s the fastest way to to be up and running with Finra approval in no time.

Start a new BD with management and consulting from CXG. We’re known for the fastest approvals and best outcomes for the FINRA process.

Want to see what we have in inventory? Take a look. Remember, we can add business lines and make changes as we go through the process.

CXG is known by its reputation for outstanding results. See how we’ve created cost-effective solutions for firms just like yours.

Outsource a CCO to reduce costs, manage risk, and access leading marketplace knowledge. CXG has seasoned professionals with practical experience.

Outsource a General Securities Principal and expand into new markets. CXG can have you open for business in record time.

We have experienced executive talent available to lead your finance team. Outsource a FINOP from CXG and reap benefits across the board.

Outsource a Registered Options Principal and begin clearing options for your clients. CXG offers fast, cost-effective solutions to bring aboard exceptional talent.

Outsource an Investment Banking Principal – CXG can open your firm to explore new and profitable business opportunities.

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