License Outsourcing (Principal)

Principal License Outsourcing | Principal Operations Outsourcing | Compliance Exchange Group

Principal License Outsourcing

“Full service” should mean full service, which is why at CXG we offer principal license outsourcing for a full range of FINRA required licenses:

Why Principal License Outsourcing?

Keep your business pacing the competition, or expand and grow into new capabilities and marketplace opportunities. Principal license outsourcing is the most efficient and effective path to elevating your firm.

Manage risk

We’re here to make sure that your compliance needs don’t exceed your requirements. CXG delivers the expertise you need to avoid added scrutiny and costly penalties.

Reduced costs

Outsourcing lowers compliance personnel costs significantly versus hiring a in-house licensed principal. CXG streamlines your staffing and protects your bottom line.


With our a-la-carte services, we can customize a solution specifically tailored to meet the requirements & compliance needs of your Firm.


As your business grows and your licensing requirements evolve, CXG can provide resources that expand with you. Simple, cost-efficient, and effective.

Stay on the cutting edge, don’t let compliance hold your growth and operations back – Principal outsourcing with CXG makes anything possible.

Book an appointment with one of our highly trained professionals to discuss your principal outsourcing and compliance requirements.

Or call us at 631-595-5305.

Disclaimer: The information provided on this website is for general informational purposes only. It is not intended to constitute legal advice or to substitute for the advice of a qualified legal professional. We make no representations or warranties of any kind, express or implied, about the completeness, accuracy, reliability, suitability, or availability with respect to the website or the information, products, services, or related graphics contained on the website for any purpose. It is advisable to seek the advice of a qualified legal professional regarding your specific legal situation or questions.