Bruce RaeClient Advisor

I have over 20 years of expertise in the financial services business, navigating clients and investment companies through the complex process of establishing a successful broker dealer firm in this changing regulatory environment. My approach stresses accuracy and honesty, and I have a strong reputation as a trustworthy and experienced advisor in the broker dealer and compliance field.

My focus is to help customers find solutions to complex issues in creating a successful and compliant broker dealer. I am committed to becoming a partner for my clients in this experience.