Frank PasterczykChief Compliance Officer

Frank Pasterczyk brings more than 30 years of experience in investment banking, private equity, and regulatory compliance, with extensive service as a Chief Compliance Officer and executive leader within broker-dealer environments.

As a CCO, Frank has designed, implemented, and overseen comprehensive compliance programs across a wide range of capital markets activities, including traditional private placements, impact investing, and digital asset offerings. He has supervised regulatory frameworks for firms operating in both conventional securities markets and emerging digital/tokenized trading platforms, ensuring alignment with FINRA, SEC, and exchange requirements.

Frank has served as CEO, Supervising Principal, Board Member, and Director throughout his career, giving him a practical understanding of how compliance integrates with business operations, capital formation, and strategic growth. He works closely with firm leadership, registered representatives, regulators, and exchange groups to establish strong supervisory structures, mitigate risk, and maintain regulatory integrity.

In his role at CXG, Frank leads outsourced Chief Compliance Officer services for broker-dealer clients, providing hands-on regulatory oversight, supervisory program development, audit preparation, and ongoing compliance management. His approach combines institutional discipline with operational practicality – ensuring clients meet regulatory obligations while maintaining business momentum.

Frank holds Series 7, 24, and 63 registrations and earned a Bachelor of Science from Troy University.